Meet Jeshen Naidoo
Jeshen has over 10 years of experience working with client asset regulations across the financial services industry. He has worked with a wide range of organisations, from fast-growing fintech startups to major global institutions such as Deutsche Bank.
Jeshen brings specific expertise in developing operational models and governance arrangements in line with CASS regulations, particularly for the trading of private equity funds. His experience includes work through Kleinwort Hambros and, more recently, Titan Wealth.
Jeshen's Experience
Trades executed at multiple venues
The timing of holding client money and safe custody assets
The logic and timings of CASS reconciliations
Implementation of processes and controls to ensure compliance with CASS rules throughout trading and reporting operations
In addition to CASS regulations, Jeshen’s experience spans a wide range of other regulatory areas, including:
Regulatory applications
Safeguarding
MiFIDPRU governance (including ICARA production)
SYSC (Senior Management Systems and Controls)
COBS (Conduct of Business Sourcebook)
